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Ascent Solar Technologies, Inc. Director's Dealing 2023

Feb 3, 2023

35368_dirs_2023-02-03_e0d59b09-5239-449d-a3be-4fccae95740a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2023-02-03

Reporting Person: BD1 Investment Holding, LLC (10% Owner)
Reporting Person: Kuhn Johannes (10% Owner)
Reporting Person: Kuhn Ute (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-02-03 Common Stock S 500000 Disposed 15433334 Direct

Footnotes

F1: The shares of Common Stock are being transferred by the Reporting Person for consideration other than cash at a deemed purchase price of $695,000. The Reporting Person received consideration other than cash in the form of 750,000 shares of common stock of Arion Agrophotovoltaic Private Limited, a company incorporated in Singapore. The joint filing on Form 4 includes Mr. Johannes Kuhn and Mrs. Ute Kuhn who are the 100% indirect owners of BD1 Investment Holding, LLC.