Ascent Solar Technologies, Inc. — Director's Dealing 2022

Jan 21, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2022-01-20

Reporting Person: BD1 Investment Holding, LLC (10% Owner)
Reporting Person: Kuhn Johannes (10% Owner)
Reporting Person: Kuhn Ute (10% Owner)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-01-20	Unsecured convertible promissory notes	$0.0001	S	10000000000	Disposed		Common Stock (10000000000)	Direct

Footnotes

F1: On January 20, 2022, BD 1 Investment Holding, LLC ("BD1") entered into a purchase agreement to sell and assign a portion of an unsecured convertible promissory note equal to $1,000,000 in principal amount for a purchase price of $1,000,000. Following the transaction, BD1 owns two unsecured convertible promissory notes with principal amounts of $7,740,000 and $160,000, convertible at any time into 79,000,000,000 shares of Issuer's common stock at a fixed conversion price of $0.0001 per share. This joint filing on Form 4 includes Mr. Johannes Kuhn and Mrs. Ute Kuhn who are the 100% indirect owners of BD1.

F2: The maturity date is December 18, 2025.