Ascent Solar Technologies, Inc. — Director's Dealing 2022

Mar 2, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2022-02-01

Reporting Person: Crowdex Investment, LLC (10% Owner)
Reporting Person: Fortsch Bernd (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-02-01	Common Stock	C	2600000	$0.50	Acquired	5545042	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-02-01	Series 1A Preferred Stock, par value $0.0001	$0.50	C	1300	Disposed		Common Stock, par value $0.0001 per share (2600000)	Direct

Footnotes

F1: This joint filing includes Mr. Bernd Fortsch who is the 100% indirect owner of Crowdex Investment, LLC.

F2: Conversion price is $0.50 per the stated value of the Series 1A Preferred Stock, which is $1,000 per share. The conversion price was adjusted to reflect a reverse stock split of the Issuer's common stock at a ratio of 1-5,000 on January 28, 2022 (the "Reverse Stock Split").

F3: Reflects the Reverse Stock Split.

F4: 800 of the shares of Series 1A Preferred Stock were acquired, and became exercisable, on September 22, 2020, and 500 of the shares of Series 1A Preferred Stock were acquired, and became exercisable, on December 31, 2020.

F5: The Series 1A Preferred Stock has no expiration date.