Ascent Solar Technologies, Inc. — Director's Dealing 2022

Mar 2, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2022-02-01

Reporting Person: TubeSolar AG (10% Owner)
Reporting Person: Fortsch Bernd (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-02-01	Common Stock	C	4800000	$0.5	Acquired	4961234	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-02-01	Series 1A Preferred Stock, par value $0.0001	$0.5	C	2400	Disposed		Common Stock, par value $0.0001 per share (4800000)	Direct

Footnotes

F1: This joint filing includes Mr. Bernd Fortsch who directly and indirectly owns a controlling interest in TubeSolar AG. This filing shall not be deemed an admission that Mr. Fortsch is, for purposes of Section 16 of the Act, or otherwise, the beneficial owner of any equity securities covered by the statement.

F2: Conversion price is $0.50 per the stated value of the Series 1A Preferred Stock, which is $1,000 per share. The conversion price was adjusted to reflect a reverse stock split of the Issuer's common stock at a ratio of 1-5,000 on January 28, 2022 (the "Reverse Stock Split").

F3: Reflects the Reverse Stock Split.

F4: The Series 1A Preferred Stock has no expiration date.