Ascent Solar Technologies, Inc. — Director's Dealing 2021

Jul 20, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2021-07-19

Reporting Person: TubeSolar AG (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-07-19	Common Stock	C	600000000	$0.0001	Acquired	600000000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-07-19	Series 1A Preferred Stock, par value $0.0001	$0.0001	C	60	Disposed		Common Stock, par value $0.0001 per share (24400000000)	Direct

Footnotes

F1: Conversion price is $0.0001 per the stated value of the Series 1A Preferred Stock, which is $1,000 per share.

F2: The Series 1A Preferred Stock has no expiration date.