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Ascent Solar Technologies, Inc. — Director's Dealing 2020
Dec 1, 2020
35368_dirs_2020-12-01_b3b6ed6e-5bd4-41be-a795-c86ffc62070b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2020-11-27
Reporting Person: Crowdex Investment, LLC (10% Owner)
Reporting Person: Fortsch Bernd (100% owner of Crowdex)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-27 | Unsecured Convertible Note | $ | A | 5000000000 | Acquired | Common Stock (5000000000) | Direct |
Footnotes
F1: This joint Filing includes Mr. Bernd Fortsch who is the 100% indirect owner of Crowdex.
F2: Th $500,000 Unsecured Convertible Note is convertible into 5,000,000,000 shares of common stock of the Issuer.
F3: The Unsecured Convertible Note is convertible beginning November 27, 2020.
F4: The Unsecured Convertible Note is convertible until such note is repaid. The note is due May 16, 2021.
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