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Ascent Solar Technologies, Inc. Director's Dealing 2020

Dec 1, 2020

35368_dirs_2020-12-01_b3b6ed6e-5bd4-41be-a795-c86ffc62070b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2020-11-27

Reporting Person: Crowdex Investment, LLC (10% Owner)
Reporting Person: Fortsch Bernd (100% owner of Crowdex)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-27 Unsecured Convertible Note $ A 5000000000 Acquired Common Stock (5000000000) Direct

Footnotes

F1: This joint Filing includes Mr. Bernd Fortsch who is the 100% indirect owner of Crowdex.

F2: Th $500,000 Unsecured Convertible Note is convertible into 5,000,000,000 shares of common stock of the Issuer.

F3: The Unsecured Convertible Note is convertible beginning November 27, 2020.

F4: The Unsecured Convertible Note is convertible until such note is repaid. The note is due May 16, 2021.