Ascent Solar Technologies, Inc. — Director's Dealing 2020

Dec 29, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2020-12-18

Reporting Person: BD1 Investment Holding, LLC (10% Owner)
Reporting Person: Kuhn Johannes (10% Owner)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Unsecured convertible promissory notes	$0.0001		Common Stock (105000000000)		Direct

Footnotes

F1: (1) BD 1 Investment Holding, LLC ("BD1") owns two unsecured convertible promissory notes with principal amounts of $10,340,000 and $160,000 ("Exchange Notes"), convertible at any time into 105,000,000,000 shares of Issuer's common stock at a fixed conversion price of $0.0001 per share. This joint filing on Form 3 includes Mr. Johannes Kuhn who is the 100% indirect owner of BD1.

F2: (2) The maturity date of the Exchange Notes is December 18, 2025.