Ascent Solar Technologies, Inc. — Director's Dealing 2016

Apr 12, 2016

SEC Form 4/A — Form 4/A

Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2016-03-10

Reporting Person: BIAO XU (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-03-10	Common Stock Option (Right to Buy)	$0.06	A	100000	Acquired	2016-03-10	Common Stock (100000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
No securities are beneficially owned.	0	Direct

Footnotes

F1: Does not include shares held by TFG Radiant Investment Group Ltd. ("TFG Radiant"), which is the Issuer's largest stockholder. Mr. Xu is an investor in TFG Radiant and disclaims beneficial ownership of shares held by TFG Radiant (except to the extent of his pecuniary interest therein).

F2: The stock options vest in equal monthly installments beginning on April 10, 2016, such that the stock options are fully vested as of March 10, 2018.