Ascent Solar Technologies, Inc. — Director's Dealing 2015

Sep 14, 2015

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2015-09-04

Reporting Person: Global Ichiban Ltd (10% Owner)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Secured Subordinated Convertible Note	$0.12	2016-09-04	Common Stock (9000000)		Direct

Footnotes

F1: The Issuer issued a $1,000,000 Secured Subordinated Convertible Note (the "Note") to the Reporting Person. The maximum principal and 8% interest due on the Note at maturity would be $1,080,000. The Note is convertible at any time, in whole or in part, at the option of the Reporting Person into shares of Common Stock of Issuer at a fixed conversion price of $0.12 per share.