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Ascent Solar Technologies, Inc. Director's Dealing 2014

Apr 8, 2014

35368_dirs_2014-04-08_ad948f5d-66c9-4ab4-863d-a501774699a8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2014-04-04

Reporting Person: Hian Lee Kong (Director, Chief Executive Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-04-04 Common Stock Option (Right to Buy) $0.55 A 200000 Acquired 2024-04-04 Common Stock (200000) Direct

Footnotes

F1: The stock options vest in equal amounts on April 4, 2015, April 4, 2016, April 4, 2017 and April 4, 2018.