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Ascent Solar Technologies, Inc. Director's Dealing 2014

Aug 8, 2014

35368_dirs_2014-08-08_70b0e1cf-6db1-47a3-9920-50bf6563649c.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2014-07-29

Reporting Person: SHTARD Enterprises LTD. (10% Owner)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4000000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option to acquire shares of Common Stock $0.33 2014-08-15 Common Stock (8000000) Direct

Footnotes

F1: Pursuant to the Stock Purchase Agreement between Ascent Solar Technologies, Inc. (the "Company") dated July 29, 2014 (the "Agreement"), the reporting person purchased 4,000,000 shares of common stock of the Company and was granted an immediately exercisable, until August 15, 2014, option to purchase an additional 8,000,000 shares of common stock of the Company. The Agreement was filed as Exhibit 10.1 to the Company's Current Report on Form 8-K filed July 31, 2014.