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Ascent Solar Technologies, Inc. — Director's Dealing 2010
Jan 5, 2010
35368_dirs_2010-01-05_d68db4cb-bf9b-4bfc-9018-b8f673b9ba10.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2009-12-31
Reporting Person: KUMAR AMIT (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-12-31 | Common Stock | M | 3523 | — | Acquired | 18075 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-12-31 | Restricted Stock Units | $ | M | 3523 | Disposed | Common Stock (3523) | Direct | |
| 2010-01-01 | Restricted Stock Units | $ | A | 11508 | Acquired | Common Stock (11508) | Direct |
Footnotes
F1: Represents restricted stock units that fully vested on December 31, 2009. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: In addition to the restricted stock units, Dr. Kumar holds vested options to purchase 8,000 shares of common stock that expire on June 30, 2017.
F3: These newly granted restricted stock units vest quarterly in 2010. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
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