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Ascent Solar Technologies, Inc. — Director's Dealing 2010
Feb 10, 2010
35368_dirs_2010-02-10_b1b840c2-2cde-46e2-954b-87f5de80a6a8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2010-02-08
Reporting Person: Gatchell Gary (Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-02-08 | Common Stock Option (Right to Buy) | $4.17 | A | 60000 | Acquired | 2020-02-08 | Common Stock (60000) | Direct |
Footnotes
F1: The stock options vest in the following amounts on the following dates: 25% on January 1, 2011; 25% on January 1, 2012; 25% on January 1, 2013; and 25% on January 1, 2014.
F2: Mr. Gatchell also holds the following securities: 53,500 shares of common stock; vested stock options to purchase 10,000 shares of common stock that expire on December 2, 2018; and unvested stock options to purchase 10,000 shares of common stock that expire on December 2, 2018.
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