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Ascent Solar Technologies, Inc. — Director's Dealing 2010
Apr 2, 2010
35368_dirs_2010-04-02_5b92b337-1432-462f-b7b0-1d38af8ac856.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2010-03-31
Reporting Person: Swanson Richard John (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-31 | Common Stock | M | 2735 | — | Acquired | 5275 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-03-31 | Restricted Stock Units | $ | M | 2735 | Acquired | Common Stock (2735) | Direct |
Footnotes
F1: These restricted stock units vest quarterly in 2010. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: In addition to these restricted stock units, Mr. Swanson also holds vested options to purchase 16,000 shares of common stock that expire on January 30, 2017.
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