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Ascent Solar Technologies, Inc. — Director's Dealing 2010
Jun 18, 2010
35368_dirs_2010-06-17_6c76f70a-b5d3-4f77-abd0-85b646972ec1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2010-06-16
Reporting Person: Gallery Stanley (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-06-16 | Common Stock | M | 8631 | — | Acquired | 139213 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-06-16 | Restricted Stock Units | $ | M | 8631 | Disposed | Common Stock (8631) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: The restricted stock units have fully vested pursuant to the Issuer's acceleration of all unvested restricted stock units held by the reporting person.
F3: Mr. Gallery holds vested options to purchase 8,000 shares of common stock that expire on November 18, 2015.
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