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Ascent Solar Technologies, Inc. — Director's Dealing 2010
Jul 1, 2010
35368_dirs_2010-07-01_b9fe9388-f592-4d58-bc0e-3c1ee81bc8b3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2010-06-30
Reporting Person: Eller Ron (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-06-30 | Common Stock | M | 3113 | — | Acquired | 8568 | Direct |
| 2010-07-01 | Common Stock | S | 1600 | $2.66 | Disposed | 6968 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-06-30 | Restricted Stock Units | $ | M | 3113 | Disposed | Common Stock (3113) | Direct |
Footnotes
F1: These restricted stock units vest quarterly in 2010. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: This transaction was effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on January 13, 2010.
F3: In addition to the restricted stock units, Mr. Eller holds 1,500 Class B warrants that are immediately exercisable.
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