Ascent Solar Technologies, Inc. — Director's Dealing 2010

Aug 4, 2010

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2010-08-01

Reporting Person: Misra Mohan (Director, Chief Strategy Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2010-08-01	Common Stock	M	50000	—	Acquired	479993	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2010-08-01	Restricted Stock Units	$	M	50000	Disposed	2010-08-01	Common Stock (50000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	686000	Indirect

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2: Dr. Misra indirectly holds the shares of the Issuer's common stock held by ITN Energy Systems, Inc., which is wholly owned by Inica, Inc., a Colorado corporation that is owned by Dr. Misra and an immediate family member.

F3: Represents the remaining portion of an award of restricted stock units granted under the Issuer's Second Amended and Restated 2008 Restrticted Stock Plan on June 29, 2009, and that fully vested on August 1, 2010.

F4: Dr. Misra also directly holds the following derivative securities: vested options to purchase 50,000 shares of common stock that expire on November 18, 2015; vested options to purchase 40,000 shares of common stock that expire on December 2, 2018; and unvested options to purchase 40,000 shares of common stock that expire on December 2, 2018.