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Ascent Solar Technologies, Inc. Director's Dealing 2010

Oct 20, 2010

35368_dirs_2010-10-19_a2208349-2217-48e2-a4b0-18fa70c00010.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2010-09-28

Reporting Person: Gutierrez Rafael (SVP - Sales and Marketing)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2010-09-28	Common Stock	M	2500	—	Acquired	2500	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2010-09-28	Restricted Stock Units	$	M	2500	Disposed		Common Stock (2500)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2: Twenty five percent (25%) of the restricted stock units vested on September 28, 2010 and the remaining restricted stock units vest in three equal annual installments on September 28, 2011, September 28, 2012 and September 28, 2013.