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Ascent Solar Technologies, Inc. Director's Dealing 2010

Oct 21, 2010

35368_dirs_2010-10-20_425f6efc-7c3d-4329-a2e6-383d390ea21a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2010-10-15

Reporting Person: Misra Mohan (Director, Chief Strategy Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2010-10-15 Common Stock S 10000 $4.83 Disposed 469993 Direct
2010-10-15 Common Stock S 2000 $4.82 Disposed 684000 Indirect
2010-10-15 Common Stock S 48000 $4.85 Disposed 636000 Indirect

Footnotes

F1: The reporting person indirectly holds the shares of the issuer's common stock held by ITN Energy Systems, Inc., which is wholly owned by Inica, Inc., a Colorado corporation owned by the reporting person and an immediate family member of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent the reporting person is deemed to have a pecuniary interest in the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.