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Ascent Solar Technologies, Inc. — Director's Dealing 2010
Oct 21, 2010
35368_dirs_2010-10-20_425f6efc-7c3d-4329-a2e6-383d390ea21a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2010-10-15
Reporting Person: Misra Mohan (Director, Chief Strategy Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-10-15 | Common Stock | S | 10000 | $4.83 | Disposed | 469993 | Direct |
| 2010-10-15 | Common Stock | S | 2000 | $4.82 | Disposed | 684000 | Indirect |
| 2010-10-15 | Common Stock | S | 48000 | $4.85 | Disposed | 636000 | Indirect |
Footnotes
F1: The reporting person indirectly holds the shares of the issuer's common stock held by ITN Energy Systems, Inc., which is wholly owned by Inica, Inc., a Colorado corporation owned by the reporting person and an immediate family member of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent the reporting person is deemed to have a pecuniary interest in the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.