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Ascent Solar Technologies, Inc. Director's Dealing 2009

Jan 5, 2009

35368_dirs_2009-01-05_551ea56f-7e56-4add-980f-4cd6d299c6f7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2009-01-05

Reporting Person: Swanson Richard John (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2009-01-05 Common Stock S 2475 $4.1288 Disposed 1116 Direct

Footnotes

F1: These shares were originally granted to the reporting person as part of an award of 5,811 shares of restricted stock on July 1, 2008. One half of this 5,811 share award vested immediately, one quarter of this award vests on September 30, 2008, and the remaining quarter of this award vests on December 31, 2008.

F2: Mr. Swanson also holds vested options to purchase 8,000 shares of common stock.