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Ascent Solar Technologies, Inc. Director's Dealing 2009

Jan 5, 2009

35368_dirs_2009-01-05_69a291e0-b591-4921-93ae-8593fbdff867.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2008-12-31

Reporting Person: KUMAR AMIT (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2008-12-31 Common Stock S 663 $3.81 Disposed 3983 Direct

Footnotes

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 2, 2008.

F2: These shares were originally granted to the reporting person as part of an award of 5,310 shares of restricted stock on July 1, 2008. One half of this 5,310 share award vested immediately, one quarter of this award vested on September 30, 2008, and the remaining quarter of this award vests on December 31, 2008.

F3: Dr. Kumar also holds vested options to purchase 8,000 shares of common stock.