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Ascent Solar Technologies, Inc. — Director's Dealing 2009
Jan 5, 2009
35368_dirs_2009-01-05_69a291e0-b591-4921-93ae-8593fbdff867.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2008-12-31
Reporting Person: KUMAR AMIT (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-12-31 | Common Stock | S | 663 | $3.81 | Disposed | 3983 | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 2, 2008.
F2: These shares were originally granted to the reporting person as part of an award of 5,310 shares of restricted stock on July 1, 2008. One half of this 5,310 share award vested immediately, one quarter of this award vested on September 30, 2008, and the remaining quarter of this award vests on December 31, 2008.
F3: Dr. Kumar also holds vested options to purchase 8,000 shares of common stock.