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Ascent Solar Technologies, Inc. — Director's Dealing 2009
Apr 17, 2009
35368_dirs_2009-04-17_e13e22a6-06c2-4e19-ac9f-b9ea9ddd2d48.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2009-04-15
Reporting Person: Armstrong Joseph H (Vice President and CTO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-04-15 | Common Stock | S | 6000 | $4.40 | Disposed | 41333 | Direct |
Footnotes
F1: Dr. Armstrong also holds the following securities: vested options to purchase 18,000 shares of common stock that expire February 27, 2016; vested options to purchase 9,000 shares of common stock that expire November 18, 2015; vested options to purchase 2,500 shares of common stock that expire on December 3, 2017; vested options to purchase 2,500 shares of common stock that expire December 2, 2018; unvested options to purchase 2,500 shares of common stock that expire on December 3, 2017; and unvested options to purchase 7,500 shares of common stock that expire December 2, 2018.