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Ascent Solar Technologies, Inc. — Director's Dealing 2009
May 28, 2009
35368_dirs_2009-05-27_37f80a01-1235-4068-9615-68885add8f7c.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2009-05-19
Reporting Person: Nath Prem (Sr Vice Pres of Manufacturing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-05-19 | Common Stock | S | 600 | $6.00 | Disposed | 9400 | Direct |
| 2009-05-20 | Common Stock | S | 1400 | $6.00 | Disposed | 8000 | Direct |
Footnotes
F1: The Form 4 filed on May 22, 2009 incorrectly stated the sales price at $4.61.
F2: Dr. Nath also holds the following securities: vested options to purchase 33,333 shares of common stock that expire on July 31, 2016; vested options to purchase 6,000 shares of common stock that expire on December 3, 2017; vested options to purchase 25,000 shares of common stock that expire on December 2, 2018; unvested options to purchase 33,334 shares of common stock that expire July 31, 2016; and unvested options to purchase 6,000 shares of common stock that expire on December 3, 2017; and unvested options to purchase 75,000 shares of common stock that expire on December 2, 2018.