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Ascent Solar Technologies, Inc. — Director's Dealing 2009
Jun 3, 2009
35368_dirs_2009-06-03_27f50a2e-b279-4781-a23f-ee7e333668dc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2009-06-01
Reporting Person: Nath Prem (Sr Vice Pres of Manufacturing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-06-01 | Common Stock | S | 2000 | $6.25 | Disposed | 4000 | Direct |
Footnotes
F1: Dr. Nath also holds the following securities: vested options (or options that will vest within 60 days) to purchase 66,667 shares of common stock that expire on July 31, 2016; vested options to purchase 6,000 shares of common stock that expire on December 3, 2017; vested options to purchase 25,000 shares of common stock that expire on December 2, 2018; and unvested options to purchase 6,000 shares of common stock that expire on December 3, 2017; and unvested options to purchase 75,000 shares of common stock that expire on December 2, 2018.