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Ascent Solar Technologies, Inc. — Director's Dealing 2009
Jun 10, 2009
35368_dirs_2009-06-10_0966b118-d1ec-4b4b-9cbd-d5025821d836.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2009-06-09
Reporting Person: Casteel Janet (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-06-09 | Common Stock | S | 12000 | $7.06 | Disposed | 5000 | Direct |
Footnotes
F1: Ms. Casteel also holds the following derivative securities: vested options to purchase 13,000 shares of common stock that expire on November 18, 2015; vested options to purchase 14,144 shares of common stock that expire on February 27, 2016; vested options to purchase 3,750 shares of common stock that expire on December 3, 2017; vested options to purchase 2,500 shares of common stock that expire on December 2, 2018; unvested options to purchase 3,750 shares of common stock that expire on December 3, 2017; and unvested options to purchase 7,500 shares of common stock that expire on December 2, 2018.