AI assistant

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Ascent Solar Technologies, Inc. Director's Dealing 2009

Jul 2, 2009

35368_dirs_2009-07-02_4c394864-65ca-4a25-9e4b-c53e1d4ceba9.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2009-06-30

Reporting Person: KUMAR AMIT (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2009-06-30	Common Stock	M	3523	—	Acquired	11029	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2009-06-30	Restricted Stock Units	$	M	3523	Disposed		Common Stock (3523)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: The remaining restricted stock units vest in the following amounts on the following dates: 25% on September 30, 2009; and 25% on December 31, 2009.

F3: Dr. Kumar also holds vested options to purchase 8,000 shares of common stock that expire on June 30, 2017.