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Ascent Solar Technologies, Inc. — Director's Dealing 2009
Jul 2, 2009
35368_dirs_2009-07-02_e67bf9a3-fe18-48d4-9133-2290f1e33b30.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2009-06-30
Reporting Person: Porter Joel S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-06-30 | Common Stock | M | 5982 | — | Acquired | 10982 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-06-30 | Restricted Stock Units | $ | M | 5982 | Disposed | Common Stock (5982) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: The restricted stock units have fully vested pursuant to the Issuer's acceleration of all unvested restricted stock units held by the reporting person.
F3: Mr. Porter holds vested options to purchase 5,000 shares of common stock.
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