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Ascent Solar Technologies, Inc. Director's Dealing 2009

Jul 2, 2009

35368_dirs_2009-07-02_788302ab-a8b4-455b-973c-82b306ff1f20.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2009-06-30

Reporting Person: Swanson Richard John (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2009-06-30 Common Stock M 3856 Acquired 8828 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2009-06-30 Restricted Stock Units $ M 3856 Disposed Common Stock (3856) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: The remaining restricted stock units vest in the following amounts on the following dates: 25% on September 30, 2009; and 25% on December 31, 2009.

F3: Mr. Swanson also holds vested options to purchase 16,000 shares of common stock that expire on January 30, 2017.