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Ascent Solar Technologies, Inc. — Director's Dealing 2009
Jul 13, 2009
35368_dirs_2009-07-13_e7bbb012-438a-4fdc-9423-84df1abe9ca7.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2009-06-30
Reporting Person: Erskine Richard G (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-06-30 | Restricted Stock Units | $ | A | 1918 | Acquired | Common Stock (1918) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: The Form 4 filed by the reporting person on July 2, 2009 is being amended to correct the number of RSUs granted to be 1,918, and to correct the vesting schedule for the restricted stock units to read as follows: "The restricted stock units vest in the following amounts on the following dates: 50% on September 30, 2009; and 50% on December 31, 2009."
F3: Mr. Erskine also holds 15,190 Class B warrants that are immediately exercisable.