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Ascent Solar Technologies, Inc. Director's Dealing 2009

Oct 2, 2009

35368_dirs_2009-10-02_928f7e01-9b83-4b00-aa2b-08b436115ee4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2009-09-30

Reporting Person: Erskine Richard G (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2009-09-30 Common Stock M 959 Acquired 959 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2009-09-30 Restricted Stock Units $ M 959 Disposed Common Stock (959) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: The restricted stock units vest in the following amount on the following date: 50% on December 31, 2009.

F3: Mr. Erskine also holds 15,190 Class B warrants that are immediately exercisable.