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Ascent Solar Technologies, Inc. Director's Dealing 2009

Oct 7, 2009

35368_dirs_2009-10-07_cd3a1c76-da7d-4001-8286-f067115f3cb5.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2009-09-28

Reporting Person: Gutierrez Rafael (SVP of Sales and Marketing)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$		Common Stock (10000)		Direct
Common Stock Option (Right to Buy)	$8	2019-09-28	Common Stock (30000)		Direct

Footnotes

F1: The restricted stock units vest in the following amounts on the following dates: 25% on September 28, 2010; 25% on September 28, 2011; 25% on September 28, 2012; 25% on September 28, 2013.

F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3: The stock option vests in the following amounts on the following dates: 25% on September 28, 2010; 25% on September 28, 2011; 25% on September 28, 2012; and 25% on September 28, 2013.