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Ascent Solar Technologies, Inc. — Director's Dealing 2008
Feb 6, 2008
35368_dirs_2008-02-05_48fc1d7c-57c1-4460-8c77-4e8efe58b97d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2008-02-01
Reporting Person: Misra Mohan (Director, Chief Strategy Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-02-01 | Common Stock | S | 214 | $14.96 | Disposed | 399786 | Direct |
| 2008-02-01 | Common Stock | S | 500 | $15 | Disposed | 399286 | Direct |
| 2008-02-01 | Common Stock | S | 214 | $15.01 | Disposed | 399072 | Direct |
| 2008-02-01 | Common Stock | S | 71 | $15.02 | Disposed | 399001 | Direct |
| 2008-02-01 | Common Stock | S | 571 | $15.06 | Disposed | 398430 | Direct |
| 2008-02-01 | Common Stock | S | 463 | $15.07 | Disposed | 397967 | Direct |
| 2008-02-01 | Common Stock | S | 357 | $15.09 | Disposed | 397610 | Direct |
| 2008-02-01 | Common Stock | S | 286 | $15.11 | Disposed | 397324 | Direct |
| 2008-02-01 | Common Stock | S | 143 | $15.16 | Disposed | 397181 | Direct |
| 2008-02-01 | Common Stock | S | 71 | $15.17 | Disposed | 397110 | Direct |
| 2008-02-01 | Common Stock | S | 286 | $15.22 | Disposed | 396824 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 842000 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 26, 2007.
F2: Dr. Misra also holds options to purchase 50,000 shares.
F3: Dr. Misra indirectly owns 842,000 shares held by ITN Energy Systems, Inc., which is 100% owned by Inica, Inc., a Colorado corporation that is wholly owned by Dr. Misra and an immediate family member.
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