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Ascent Solar Technologies, Inc. — Director's Dealing 2008
Feb 8, 2008
35368_dirs_2008-02-08_2539b313-d8a0-4b26-bf86-fdd596ea8eb0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2008-02-07
Reporting Person: Armstrong Joseph H (Vice President and CTO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-02-07 | Common Stock | M | 8000 | $.10 | Acquired | 49333 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-02-07 | Common Stock Option (Right to Buy) | $.10 | M | 8000 | Disposed | 2015-11-18 | Common Stock (8000) | Direct |
Footnotes
F1: Of the remaining unvested options in this grant, options to purchase 8,500 shares of common stock vests on December 31, 2008.
F2: Following this transaction, Dr. Armstrong also holds the following securities: vested options to purchase 8,288 shares of common stock that expire February 27, 2016; vested options to purchase 500 shares of common stock that expire November 11, 2015; unvested options to purchase 10,712 shares of common stock that expire February 27, 2016; unvested options to purchase 8,500 shares of common stock that expire on November 18, 2015; and unvested options to purchase 5,000 shares of common stock that expire on December 3, 2017.