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Ascent Solar Technologies, Inc. — Director's Dealing 2008
Oct 10, 2008
35368_dirs_2008-10-10_7a647efa-03d3-44eb-b33b-5a4faf053fbb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2008-10-09
Reporting Person: Nath Prem (Sr Vice Pres of Manufacturing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-10-09 | Common Stock | P | 53 | $4.53 | Acquired | 53 | Direct |
| 2008-10-09 | Common Stock | P | 75 | $4.50 | Acquired | 128 | Direct |
| 2008-10-09 | Common Stock | P | 100 | $4.54 | Acquired | 228 | Direct |
| 2008-10-09 | Common Stock | P | 100 | $4.54 | Acquired | 328 | Direct |
| 2008-10-09 | Common Stock | P | 100 | $4.60 | Acquired | 428 | Direct |
| 2008-10-09 | Common Stock | P | 200 | $4.60 | Acquired | 628 | Direct |
| 2008-10-09 | Common Stock | P | 200 | $4.60 | Acquired | 828 | Direct |
| 2008-10-09 | Common Stock | P | 450 | $4.60 | Acquired | 1278 | Direct |
| 2008-10-09 | Common Stock | P | 100 | $4.61 | Acquired | 1378 | Direct |
| 2008-10-09 | Common Stock | P | 400 | $4.62 | Acquired | 1778 | Direct |
| 2008-10-09 | Common Stock | P | 200 | $4.62 | Acquired | 1978 | Direct |
| 2008-10-09 | Common Stock | P | 1353 | $4.64 | Acquired | 3331 | Direct |
| 2008-10-09 | Common Stock | P | 1669 | $4.61 | Acquired | 5000 | Direct |
Footnotes
F1: Mr. Nath also holds the following securities: vested options to purchase 33,333 shares of common stock that expire on July 31, 2016; vested options to purchase 6,000 shares of common stock that expire on December 3, 2017; unvested options to purchase 33,334 shares of common stock that expire July 31, 2016; and unvested options to purchase 6,000 shares of common stock that expire on December 3, 2017.
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