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Ascent Solar Technologies, Inc. — Director's Dealing 2008
Dec 5, 2008
35368_dirs_2008-12-04_0c669ddc-2f04-4af5-9de5-6e40dbbf40ad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2008-12-02
Reporting Person: Misra Ashutosh (SVP Operations & Corp. Affairs)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-12-02 | Common Stock Option (Right to Buy) | $3.17 | A | 50000 | Acquired | 2018-12-02 | Common Stock (50000) | Direct |
Footnotes
F1: The options vest in the following amounts on the following dates: 12,500 on January 1, 2009; 12,500 on January 1, 2010; 12,500 on January 1, 2011; and 12,500 on January 1, 2012.
F2: Mr. Misra also holds the following securities: 36,000 shares of common stock; 4,000 Class B Warrants; options that will vest within 60 days to purchase 5,000 shares of common stock that expire on November 18, 2015; vested options to purchase 20,000 shares of common stock that expire on July 30, 2017; vested options to purchase 4,500 shares of common stock that expire on December 3, 2017; and unvested options to purcahse 4,500 shares of common stock that expire on December 3, 2017.