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Ascent Solar Technologies, Inc. — Director's Dealing 2008
Dec 5, 2008
35368_dirs_2008-12-04_034eb39f-cf98-47b5-985f-c92fc3c6e921.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2008-12-02
Reporting Person: Armstrong Joseph H (Vice President and CTO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-12-02 | Common Stock Option (Right to Buy) | $3.17 | A | 10000 | Acquired | 2018-12-02 | Common Stock (10000) | Direct |
Footnotes
F1: The options vest in the following amounts on the following dates: 2,500 on January 1, 2009; 2,500 on January 1, 2010; 2,500 on January 1, 2011; and 2,500 on January 1, 2012.
F2: Dr. Armstrong also holds the following securities: 47,333 shares of common stock; vested options to purchase 14,432 shares of common stock that expire February 27, 2016; vested options (or options that will vest within 60 days) to purchase 9,000 shares of common stock that expire November 18, 2015; vested options to purchase 2,500 shares of common stock that expire on December 3, 2017; unvested options to purchase 3,568 shares of common stock that expire February 27, 2016; and unvested options to purchase 2,500 shares of common stock that expire on December 3, 2017.