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Ascent Solar Technologies, Inc. — Director's Dealing 2008
Dec 5, 2008
35368_dirs_2008-12-04_3edc20b1-320a-49f0-83f9-e59f56587294.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2008-12-02
Reporting Person: Misra Mohan (Director, Interim Pres. & CEO, CSO, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-02 | Common Stock Option (Right to Buy) | $3.17 | A | 80000 | Acquired | 2018-12-02 | Common Stock (80000) | Direct |
Footnotes
F1: The options vest in the following amounts on the following dates: 20,000 on January 1, 2009; 20,000 on January 1, 2010; 20,000 on January 1, 2011; and 20,000 on January 1, 2012.
F2: Dr. Misra also directly holds the following securities: 380,000 shares of common stock; and vested options to purchase 25,000 shares of common stock that expire on November 18, 2015. Dr. Misra indirectly holds 806,000 shares of common stock held by ITN Energy Systems, Inc., which is wholly owned by Inica, Inc., a Colorado corporation that is owned by Dr. Misra and an immediate family member.