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Ascent Solar Technologies, Inc. Director's Dealing 2007

Dec 13, 2007

35368_dirs_2007-12-13_43ef4a91-4ef5-4bbf-b155-c3fbd46b8fe2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2007-12-11

Reporting Person: Misra Ashutosh (SVP Operations & Corp. Affairs)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2007-12-11 Common Stock S 100 $21.52 Disposed 39900 Direct
2007-12-11 Common Stock S 300 $21.54 Disposed 39600 Direct
2007-12-11 Common Stock S 400 $21.55 Disposed 39200 Direct
2007-12-11 Common Stock S 100 $21.56 Disposed 39100 Direct
2007-12-11 Common Stock S 400 $21.57 Disposed 38700 Direct
2007-12-11 Common Stock S 600 $21.64 Disposed 38100 Direct
2007-12-11 Common Stock S 1365 $21.65 Disposed 36735 Direct
2007-12-11 Common Stock S 100 $21.66 Disposed 36635 Direct
2007-12-11 Common Stock S 100 $21.70 Disposed 36535 Direct
2007-12-11 Common Stock S 200 $21.72 Disposed 36335 Direct
2007-12-11 Common Stock S 335 $21.77 Disposed 36000 Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 22, 2007.

F2: Mr. Misra also holds the following securities: 4,000 Class B Warrants; vested options to purchase 20,000 shares of common stock that expire on July 30, 2017; vested options (or options that will vest within 60 days) to purchase 5,000 shares of common stock that expire on November 18, 2015; unvested options to purchase 5,000 shares of common stock that expire on November 18, 2015; and unvested options to purcahse 9,000 shares of common stock that expire on December 3, 2017.