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Ascent Solar Technologies, Inc. — Director's Dealing 2007
Dec 13, 2007
35368_dirs_2007-12-13_43ef4a91-4ef5-4bbf-b155-c3fbd46b8fe2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2007-12-11
Reporting Person: Misra Ashutosh (SVP Operations & Corp. Affairs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-12-11 | Common Stock | S | 100 | $21.52 | Disposed | 39900 | Direct |
| 2007-12-11 | Common Stock | S | 300 | $21.54 | Disposed | 39600 | Direct |
| 2007-12-11 | Common Stock | S | 400 | $21.55 | Disposed | 39200 | Direct |
| 2007-12-11 | Common Stock | S | 100 | $21.56 | Disposed | 39100 | Direct |
| 2007-12-11 | Common Stock | S | 400 | $21.57 | Disposed | 38700 | Direct |
| 2007-12-11 | Common Stock | S | 600 | $21.64 | Disposed | 38100 | Direct |
| 2007-12-11 | Common Stock | S | 1365 | $21.65 | Disposed | 36735 | Direct |
| 2007-12-11 | Common Stock | S | 100 | $21.66 | Disposed | 36635 | Direct |
| 2007-12-11 | Common Stock | S | 100 | $21.70 | Disposed | 36535 | Direct |
| 2007-12-11 | Common Stock | S | 200 | $21.72 | Disposed | 36335 | Direct |
| 2007-12-11 | Common Stock | S | 335 | $21.77 | Disposed | 36000 | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 22, 2007.
F2: Mr. Misra also holds the following securities: 4,000 Class B Warrants; vested options to purchase 20,000 shares of common stock that expire on July 30, 2017; vested options (or options that will vest within 60 days) to purchase 5,000 shares of common stock that expire on November 18, 2015; unvested options to purchase 5,000 shares of common stock that expire on November 18, 2015; and unvested options to purcahse 9,000 shares of common stock that expire on December 3, 2017.