ASCENT INDUSTRIES CO. — Director's Dealing 2020

Feb 14, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SYNALLOY CORP (SYNL)
CIK: 0000095953
Period of Report: 2020-02-05

Reporting Person: BRAM CRAIG C (Director, CEO & President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-05	Common Stock	A	31166	$12.995	Acquired	293288	Direct
2020-02-05	Common Stock	F	14027	$12.64	Disposed	279261	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-05	Common Stock	$12.995	A	25000	Acquired	2030-02-05	Common Stock (25000.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	32763	Indirect
Common Stock	16818	Indirect
Common Stock	3145	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (right to buy)	$16.01	2025-02-10	Common Stock (2030.0)	2030	Direct

Footnotes

F1: Options vest in equal installments of 20% beginning one year from date of grant.

F2: Options vest in equal installments of 33% beginning one year from date of grant.