ASCENT INDUSTRIES CO. — Director's Dealing 2020

Mar 13, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SYNALLOY CORP (SYNL)
CIK: 0000095953
Period of Report: 2020-03-03

Reporting Person: UPG Enterprises LLC (10% Owner, See Explanation of Responses)
Reporting Person: Douglass Paul (10% Owner, See Explanation of Responses)
Reporting Person: Hutter Christopher Gerald (10% Owner, See Explanation of Responses)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	723401	Direct

Footnotes

F1: These securities are owned by UPG Enterprises LLC ("UPG"), which is a Reporting Person.

F2: Each of Paul Douglass and Christopher Hutter (together, the "Managers") is a Reporting Person and manager of UPG. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group as disclosed in a Schedule 13D filed on behalf of the Reporting Persons on March 5, 2020. The members of this Section 13(d) group collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its respective pecuniary interest therein.