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ASCENT INDUSTRIES CO. — Director's Dealing 2019
Mar 12, 2019
34071_dirs_2019-03-12_9fd5d3be-0a87-4c93-a2d3-5ef85b79c8b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYNALLOY CORP (SYNL)
CIK: 0000095953
Period of Report: 2019-03-11
Reporting Person: J. Kyle Pennington (President of subsidiary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-11 | Common Stock | P | 4000 | $15 | Acquired | 63320 | Direct |
| 2019-03-11 | Common Stock | F | 382 | $12.87 | Disposed | 62938 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5675 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $11.345 | 2022-02-09 | Common Stock (3914.0) | 3914 | Direct |
| Employee Stock Option (right to buy) | $16.01 | 2025-02-10 | Common Stock (2623.0) | 2623 | Direct |
| Employee Stock Option (right to buy) | $13.7 | 2023-02-07 | Common Stock (4051.0) | 4051 | Direct |
Footnotes
F1: Options vest in equal installments of 20% beginning one year from date of grant.
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