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ASCENT INDUSTRIES CO. — Director's Dealing 2018
Jun 25, 2018
34071_dirs_2018-06-25_deaa855a-c729-4048-a421-8a34bf443cd5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYNALLOY CORP (SYNL)
CIK: 0000095953
Period of Report: 2018-06-20
Reporting Person: BRAM CRAIG C (Director, CEO & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-20 | Common Stock | M | 36710 | $11.55 | Acquired | 242241 | Direct |
| 2018-06-20 | Common Stock | F | 27305 | $20.35 | Disposed | 214936 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-20 | Employee Stock Option (right to buy) | $11.55 | M | 36710 | Disposed | 2021-01-24 | Common Stock (36710.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 28763 | Indirect |
| Common Stock | 12609 | Indirect |
| Common Stock | 3150 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $11.345 | 2022-02-09 | Common Stock (108264.0) | 108264 | Direct |
| Employee Stock Option (right to buy) | $13.7 | 2023-02-07 | Common Stock (6843.0) | 6843 | Direct |
| Employee Stock Option (right to buy) | $16.01 | 2025-02-10 | Common Stock (5075.0) | 5075 | Direct |
Footnotes
F1: Options vest in equal installments of 20% beginning one year from date of grant.
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