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ASCENT INDUSTRIES CO. Director's Dealing 2018

Jun 25, 2018

34071_dirs_2018-06-25_deaa855a-c729-4048-a421-8a34bf443cd5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SYNALLOY CORP (SYNL)
CIK: 0000095953
Period of Report: 2018-06-20

Reporting Person: BRAM CRAIG C (Director, CEO & President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-06-20 Common Stock M 36710 $11.55 Acquired 242241 Direct
2018-06-20 Common Stock F 27305 $20.35 Disposed 214936 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-06-20 Employee Stock Option (right to buy) $11.55 M 36710 Disposed 2021-01-24 Common Stock (36710.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 28763 Indirect
Common Stock 12609 Indirect
Common Stock 3150 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (right to buy) $11.345 2022-02-09 Common Stock (108264.0) 108264 Direct
Employee Stock Option (right to buy) $13.7 2023-02-07 Common Stock (6843.0) 6843 Direct
Employee Stock Option (right to buy) $16.01 2025-02-10 Common Stock (5075.0) 5075 Direct

Footnotes

F1: Options vest in equal installments of 20% beginning one year from date of grant.