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ASCENT INDUSTRIES CO. Director's Dealing 2018

Aug 20, 2018

34071_dirs_2018-08-20_7fe170db-f73a-40d8-88eb-8ec2b4bba5ce.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SYNALLOY CORP (SYNL)
CIK: 0000095953
Period of Report: 2018-08-15

Reporting Person: BRAM CRAIG C (Director, CEO & President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-08-15	Common Stock	M	20000	$11.55	Acquired	234936	Direct
2018-08-15	Common Stock	M	8264	$11.345	Acquired	243200	Direct
2018-08-15	Common Stock	M	6843	$13.70	Acquired	250043	Direct
2018-08-15	Common Stock	M	3045	$16.01	Acquired	253088	Direct
2018-08-15	Common Stock	F	26647	$23.5005	Disposed	226441	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-08-15	Employee Stock Option (right to buy)	$11.55	M	20000	Disposed	2021-01-24	Common Stock (20000.0)	Direct
2018-08-15	Employee Stock Option (right to buy)	$11.345	M	8264	Disposed	2022-02-09	Common Stock (8264.0)	Direct
2018-08-15	Employee Stock Option (right to buy)	$13.7	M	6843	Disposed	2023-02-07	Common Stock (6843.0)	Direct
2018-08-15	Employee Stock Option (right to buy)	$16.01	M	3045	Disposed	2025-02-10	Common Stock (3045.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	28763	Indirect
Common Stock	12609	Indirect
Common Stock	3150	Indirect

Footnotes

F1: Options vest in equal installments of 20% beginning one year from date of grant.