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ASCENT INDUSTRIES CO. Director's Dealing 2017

Aug 23, 2017

34071_dirs_2017-08-23_13ab3ed2-6ae9-4aec-82ab-2f6b2e0e5539.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SYNALLOY CORP (SYNL)
CIK: 0000095953
Period of Report: 2017-08-23

Reporting Person: J. Kyle Pennington (President of subsidiary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-08-23 Common Stock S 1600 $11.07 Disposed 38712 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5675 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (right to buy) $11.345 2022-02-09 Common Stock (3914.0) 3914 Direct
Employee Stock Option (right to buy) $16.01 2025-02-10 Common Stock (2623.0) 2623 Direct
Employee Stock Option (right to buy) $13.7 2023-02-07 Common Stock (4051.0) 4051 Direct

Footnotes

F1: Options vest in equal installments of 20% beginning one year from date of grant.