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ASCENT INDUSTRIES CO. — Director's Dealing 2017
Aug 23, 2017
34071_dirs_2017-08-23_13ab3ed2-6ae9-4aec-82ab-2f6b2e0e5539.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYNALLOY CORP (SYNL)
CIK: 0000095953
Period of Report: 2017-08-23
Reporting Person: J. Kyle Pennington (President of subsidiary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-23 | Common Stock | S | 1600 | $11.07 | Disposed | 38712 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5675 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $11.345 | 2022-02-09 | Common Stock (3914.0) | 3914 | Direct |
| Employee Stock Option (right to buy) | $16.01 | 2025-02-10 | Common Stock (2623.0) | 2623 | Direct |
| Employee Stock Option (right to buy) | $13.7 | 2023-02-07 | Common Stock (4051.0) | 4051 | Direct |
Footnotes
F1: Options vest in equal installments of 20% beginning one year from date of grant.
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