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ASCENT INDUSTRIES CO. — Director's Dealing 2017
Aug 23, 2017
34071_dirs_2017-08-23_b9dc870e-addd-43f4-ab64-98d01e5b41d0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYNALLOY CORP (SYNL)
CIK: 0000095953
Period of Report: 2017-08-22
Reporting Person: BRAM CRAIG C (Director, CEO & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-22 | Common Stock | P | 211 | $11.13 | Acquired | 178013 | Direct |
| 2017-08-23 | Common Stock | P | 1600 | $11.07 | Acquired | 179613 | Direct |
| 2017-08-22 | Common Stock | P | 1000 | $11.13 | Acquired | 10609 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 28763 | Indirect |
| Common Stock | 3150 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $11.55 | 2021-01-24 | Common Stock (82342.0) | 82342 | Direct |
| Employee Stock Option (right to buy) | $11.345 | 2022-02-09 | Common Stock (8264.0) | 8264 | Direct |
| Employee Stock Option (right to buy) | $13.7 | 2023-02-07 | Common Stock (6843.0) | 6843 | Direct |
| Employee Stock Option (right to buy) | $16.01 | 2025-02-10 | Common Stock (5075.0) | 5075 | Direct |
Footnotes
F1: Options vest in equal installments of 20% beginning one year from date of grant.
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