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ASCENT INDUSTRIES CO. — Director's Dealing 2017
Sep 27, 2017
34071_dirs_2017-09-27_0ccbae0e-db58-4b92-b5a7-5f572abc5e23.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYNALLOY CORP (SYNL)
CIK: 0000095953
Period of Report: 2017-09-25
Reporting Person: Privet Fund Management LLC (10% Owner, See Explanation of Responses)
Reporting Person: Privet Fund LP (10% Owner, See Explanation of Responses)
Reporting Person: Levenson Ryan (10% Owner, See Explanation of Responses)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-25 | Common Stock | P | 22036 | $11.80 | Acquired | 1000919 | Indirect |
| 2017-09-26 | Common Stock | P | 16104 | $11.90 | Acquired | 1017023 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 49086 | Direct |
Footnotes
F1: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of September 27, 2017, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein.
F2: As of September 27, 2017, (i) 1,017,023 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 49,086 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson.
F3: The price reported in Column 4 is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price within the range set forth in footnotes (4) and (5) to this Form 4.
F4: These shares were purchased in multiple transactions at prices ranging from $11.05 to $11.90, inclusive.
F5: These shares were purchased in multiple transactions at prices ranging from $11.85 to $12.30, inclusive.