ASCENT INDUSTRIES CO. — Director's Dealing 2016

Jan 12, 2016

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: SYNALLOY CORP (SYNL)
CIK: 0000095953
Period of Report: 2015-12-31

Reporting Person: J. Kyle Pennington (President of subsidiary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-08-26	Common Stock	P	1000	$9.10	Acquired	10688	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	5675	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (right to buy)	$11.345	2022-02-09	Common Stock (3914.0)	3914	Direct
Employee Stock Option (right to buy)	$16.01	2025-02-10	Common Stock (2623.0)	2623	Direct
Employee Stock Option (right to buy)	$13.7	2023-02-07	Common Stock (4051.0)	4051	Direct

Footnotes

F1: Options vest in equal installments of 20% beginning one year from date of grant.

F2: Options vest in equal installments of 20% beginning one year from date of grant on 02/07/2013.