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ASCENT INDUSTRIES CO. — Director's Dealing 2016
Mar 2, 2016
34071_dirs_2016-03-02_8fb29043-0c11-45e5-af69-f43ac2596940.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYNALLOY CORP (SYNL)
CIK: 0000095953
Period of Report: 2016-03-02
Reporting Person: BRAM CRAIG C (Director, CEO & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-02 | Common Stock | A | 11600 | $7.51 | Acquired | 116500 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 26763 | Indirect |
| Common Stock | 2548 | Indirect |
| Common Stock | 3150 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $11.55 | 2021-01-24 | Common Stock (82342.0) | 82342 | Direct |
| Employee Stock Option (right to buy) | $11.345 | 2022-02-09 | Common Stock (8264.0) | 8264 | Direct |
| Employee Stock Option (right to buy) | $13.7 | 2023-02-07 | Common Stock (6843.0) | 6843 | Direct |
| Employee Stock Option (right to buy) | $16.01 | 2025-02-10 | Common Stock (5075.0) | 5075 | Direct |
Footnotes
F1: Options vest in equal installments of 20% beginning one year from date of grant.
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