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ASCENT INDUSTRIES CO. — Director's Dealing 2015
Feb 11, 2015
34071_dirs_2015-02-11_85c69b20-6ff5-4e52-8164-321dccdeba48.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYNALLOY CORP (SYNL)
CIK: 0000095953
Period of Report: 2015-02-10
Reporting Person: CARTER CHERYL C (Corporate Secretary)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-10 | Common Stock | $16.01 | A | 1224 | Acquired | 2025-02-10 | Common Stock (1224.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 26669 | Direct |
| Common Stock | 9031 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) | $13.7 | 2023-02-07 | Common Stock (1938.0) | 1938 | Direct |
| Option (right to buy) | $11.345 | 2022-02-09 | Common Stock (2281.0) | 2281 | Direct |
Footnotes
F1: Options vest in equal installments of 20% beginning one year from date of grant.
F2: N/A
F3: Options vest in equal installments of 20% beginning one year from date of grant on 02/07/2013.
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