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ASCENT INDUSTRIES CO. Director's Dealing 2015

Feb 11, 2015

34071_dirs_2015-02-11_824b909c-749c-4326-994e-796fe32bd4eb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SYNALLOY CORP (SYNL)
CIK: 0000095953
Period of Report: 2015-02-10

Reporting Person: J. Kyle Pennington (President of subsidiary)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-02-10 Common Stock $16.01 A 2623 Acquired 2025-02-10 Common Stock (2623.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4754 Indirect
Common Stock 2378 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (right to buy) $11.345 2022-02-09 Common Stock (3914.0) 3914 Direct
Employee Stock Option (right to buy) $13.7 2023-02-07 Common Stock (4051.0) 4051 Direct

Footnotes

F1: Options vest in equal installments of 20% beginning one year from date of grant.

F2: N/A

F3: Options vest in equal installments of 20% beginning one year from date of grant on 02/07/2013.